Chiu, Iris H.-Y.. () Regulating (from) the inside :the legal framework for internal control in banks and financial institutionsMLA Citation
Chiu, Iris H.-Y.. Regulating (from) The Inside: The Legal Framework For Internal Control In Banks And Financial Institutions. : . Print.
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Regulating (from) the inside : the legal framework for internal control in banks and financial institutions /
Iris H-Y Chiu.
|Author:||Chiu, Iris H.-Y.|
|Vernacular:||This book examines a key aspect of the post-financial crisis reform package in the EU and UK 0 � the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the governance effectiveness of internal control. -- Provided by Publisher.
|Published:||Oxford, United Kingdom : Hart Publishing, 2015.|
|Topics:||Banking law. | Financial services industry - Law and legislation. | Banques - Droit. | Kreditmarkt | Regulierung | Kapitalmarktrecht | Internes Kontrollsystem | Europäische Union | Union européenne.|
|Regions:||Großbritannien | Grande-Bretagne.|