Location & Availability for: Regulating (from) the inside : the legal

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Regulating (from) the inside : the legal framework for internal control in banks and financial institutions /

Iris H-Y Chiu.

Book Cover
Author: Chiu, Iris H.-Y.
Vernacular: This book examines a key aspect of the post-financial crisis reform package in the EU and UK 0 � the ratcheting up of internal control in banks and financial institutions. The legal framework for internal controls is an important part of prudential regulation, and internal control also constitutes a form of internal gate-keeping for financial firms so that compliance with laws and regulations can be secured. This book argues that the legal framework for internal control, which is a form of meta-regulation, is susceptible to weaknesses, and such weaknesses are critically examined by adopting an interdisciplinary approach. The book discusses whether post-crisis reforms adequately address the weaknesses in regulating internal control and proposes an alternative strategy to enhance the governance effectiveness of internal control. -- Provided by Publisher.
Published: Oxford, United Kingdom : Hart Publishing, 2015.
Topics: Banking law. | Financial services industry - Law and legislation. | Banques - Droit. | Kreditmarkt | Regulierung | Kapitalmarktrecht | Internes Kontrollsystem | Europäische Union | Union européenne.
Regions: Großbritannien | Grande-Bretagne.
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Location & Availability for: Regulating (from) the inside : the legal